Search Result

361 - 380 of 1097 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications