Search Result

321 - 340 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application