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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor