Search Result

241 - 260 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases