Search Result

141 - 160 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

LR 19.1 Application

As Published: 2005

LR 19.1 Application

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions