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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

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FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

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CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

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BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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