Search Result

1001 - 1020 of 1140 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries