Search Result

81 - 100 of 304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions