Search Result

641 - 660 of 688 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions