Search Result

401 - 420 of 1096 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test