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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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