Search Result

261 - 280 of 1193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers