Search Result

261 - 280 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose