Search Result

161 - 180 of 514 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources