Search Result

141 - 160 of 935 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers