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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

…

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

…

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

…

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

…

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

…

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

…

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

…

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