Search Result

981 - 1000 of 1206 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 5.1

As Published: 2010

TC App 5.1

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity