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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules