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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption