Search Result

901 - 920 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack