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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)