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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction