Search Result

861 - 880 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages