Search Result

841 - 860 of 1066 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

DTR 3.1

As Published: 2005

DTR 3.1

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions