Search Result

841 - 860 of 1036 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

As Published: 2013

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return