Search Result

841 - 860 of 1072 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

IFPRU 1.4 Directions and permissions

As Published: 2014

IFPRU 1.4 Directions and permissions

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose