Search Result

821 - 840 of 1062 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose