Search Result

801 - 820 of 1073 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures