Search Result

61 - 80 of 1145 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators