Search Result

701 - 720 of 934 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

LR 8.1 Application

As Published: 2005

LR 8.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions