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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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PERG 2.11

As Published: 2007

PERG 2.11

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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