Search Result

681 - 700 of 1229 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements