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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems