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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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