Search Result

661 - 680 of 809 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COND 1.3 General

As Published: 2013

COND 1.3 General

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties