Search Result

621 - 640 of 1231 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator