Search Result

621 - 640 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness