Search Result

581 - 600 of 1114 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance