Search Result

561 - 580 of 975 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

…