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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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APER 1.1A Application

As Published: 2013

APER 1.1A Application

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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