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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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