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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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