Search Result

461 - 480 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction