Search Result

441 - 460 of 1181 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP App 3.9 Mapping of MiFID, CRD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint