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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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Similar To

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 2.11

PR 2.3 Minimum information to be included in a prospectus

COBS 5.1 The distance marketing disclosure rules

COBS 6.1C Consultancy charging and remuneration

COBS 19.4 Open market options

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 6.2A Describing advice services

IFPRU 1.1 Application and Purpose

PERG 8.32 Arranging deals in investments

LR 18.4 Continuing obligations

SUP 3.3 Appointment of auditors

COLL 12.1 Introduction

PERG 4.12 Appointed representatives

DTR 1B.1 Application and purpose (Corporate governance)

PERG 4.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

SUP 14.8 Further guidance