Search Result

441 - 460 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose