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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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