Search Result

421 - 440 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports