Search Result

421 - 440 of 602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PR App 1.1

As Published: 2005

PR App 1.1

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision