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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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PERG 2.11

As Published: 2007

PERG 2.11

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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